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Compass Financial Group, Inc.

● SEC registered since 2003CRD 125186SEC# 801-61941Deerfield Beach, FL
Export (members)
Reg. AUM
$405.9M
Employees
6
Accounts
425
Location
Deerfield Beach, FL

Compass Financial Group, Inc. assets under management

Compass Financial Group, Inc. operates as an SEC-registered investment adviser based in Deerfield Beach, FL. The firm has been registered since 2003. It reports $405.9 million in regulatory assets under management and employs 6 people.
www.compassfinancialgroup.comView on SEC.gov ↗

Compass Financial Group, Inc. owners & executives

3 reported
NameTitleOwnershipSince
Blair Charles Shein ControlPresident / Ceo / CcoOver 75%2003
Jay Lesing Shein ControlVice President / Co-Chief Investment OfficerUnder 5%1984
Val Shein ControlSecretary/TreasurerUnder 5%1990

Frequently asked questions

How much does Compass Financial Group, Inc. manage?

Compass Financial Group, Inc. reports $405.9 million in regulatory assets under management on its Form ADV.

How many employees does Compass Financial Group, Inc. have?

Compass Financial Group, Inc. reports 6 employees.

Where is Compass Financial Group, Inc. located?

Compass Financial Group, Inc. is based in Deerfield Beach, FL and has been SEC-registered since 2003.

Does Compass Financial Group, Inc. disclose fund performance?

Compass Financial Group, Inc. is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.

Contact & registration

Address665 S.e. 10th Street, Suite 202, Deerfield Beach, FL 33441
Phone954-481-2607
Fax954-481-2614
Office hours8:30 a.m. - 5:00 p.m.
SEC regionMiami Regional Office (MIRO)
CIK1666910
Discloses disciplinary historyNo

Assets under management

Discretionary$405.9M
Non-discretionary$0
Total (RAUM)$405.9M