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Compass Financial Group, Inc

● SEC registered since 2012CRD 157109SEC# 801-76392Sioux Falls, SD
Export (members)
Reg. AUM
$1.23B
Employees
13
Accounts
8,015
Location
Sioux Falls, SD

Compass Financial Group, Inc assets under management

Compass Financial Group, Inc is an investment advisory firm registered with the SEC based in Sioux Falls, SD. The firm has been registered since 2012. It reports $1.2 billion in regulatory assets under management and employs 13 people.

Compass Financial Group, Inc owners & executives

3 reported
NameTitleOwnershipSince
Jasen David Haller ControlDirect Owner25-50%2015
Jesse David Haller ControlVice President & Direct Owner25-50%2011
John David Haller ControlPresident, Chief Compliance Officer, & Direct Owner25-50%2011

Frequently asked questions

How much does Compass Financial Group, Inc manage?

Compass Financial Group, Inc reports $1.2 billion in regulatory assets under management on its Form ADV.

How many employees does Compass Financial Group, Inc have?

Compass Financial Group, Inc reports 13 employees.

Where is Compass Financial Group, Inc located?

Compass Financial Group, Inc is based in Sioux Falls, SD and has been SEC-registered since 2012.

Does Compass Financial Group, Inc disclose fund performance?

Compass Financial Group, Inc is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.

Contact & registration

Address4300 South Louise Ave., Suite 300, Sioux Falls, SD 57106
Phone605-338-7150
Fax605-413-4296
Office hours8:00 a.m. To 5:00 p.m.
SEC regionDenver Regional Office (DRO)
CIK1964835
Discloses disciplinary historyNo

Assets under management

Discretionary$1.23B
Non-discretionary$0
Total (RAUM)$1.23B