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Compass Financial Services, Inc.

● SEC registered since 2020CRD 109441SEC# 801-118466West des Moines, IA
Export (members)
Reg. AUM
$333.7M
Employees
11
Accounts
1,806
Location
West des Moines, IA

Compass Financial Services, Inc. assets under management

Compass Financial Services, Inc. is an investment advisory firm registered with the SEC based in West des Moines, IA. The firm has been registered since 2020. It reports $333.7 million in regulatory assets under management and employs 11 people.

Compass Financial Services, Inc. owners & executives

5 reported
NameTitleOwnershipSince
Caleb Wellington Pearson ControlChief Compliance Officer10-25%2024
Guy Allen Duane Leman ControlShareholder10-25%2019
Julie Kay GreerShareholder10-25%2017
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Frequently asked questions

How much does Compass Financial Services, Inc. manage?

Compass Financial Services, Inc. reports $333.7 million in regulatory assets under management on its Form ADV.

How many employees does Compass Financial Services, Inc. have?

Compass Financial Services, Inc. reports 11 employees.

Where is Compass Financial Services, Inc. located?

Compass Financial Services, Inc. is based in West des Moines, IA and has been SEC-registered since 2020.

Does Compass Financial Services, Inc. disclose fund performance?

Compass Financial Services, Inc. is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.

Contact & registration

Address4801 Westown Parkway, West des Moines, IA 50266
Phone515-327-1020
Fax515-440-1618
Office hours8a.m.-4p.m. And By Appointment
SEC regionChicago Regional Office (CHRO)
CIK2039088
Discloses disciplinary historyNo

Assets under management

Discretionary$333.7M
Non-discretionary$0
Total (RAUM)$333.7M