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Concorde Financial Corporation

● SEC registered since 1981CRD 105237SEC# 801-16625Dallas, TX
Export (members)
Reg. AUM
$402.2M
Employees
5
Accounts
380
Location
Dallas, TX

Concorde Financial Corporation assets under management

Concorde Financial Corporation is an investment advisory firm registered with the SEC based in Dallas, TX. The firm has been registered since 1981. It reports $402.2 million in regulatory assets under management and employs 5 people.

Concorde Financial Corporation owners & executives

3 reported
NameTitleOwnershipSince
Gary Brent Wood ControlManaging Director And President50-75%1981
Gregory Brent Wood ControlManaging Director And Chief Compliance Officer25-50%2014
John Arthur Stetter ControlVice President And Director10-25%1994

Frequently asked questions

How much does Concorde Financial Corporation manage?

Concorde Financial Corporation reports $402.2 million in regulatory assets under management on its Form ADV.

How many employees does Concorde Financial Corporation have?

Concorde Financial Corporation reports 5 employees.

Where is Concorde Financial Corporation located?

Concorde Financial Corporation is based in Dallas, TX and has been SEC-registered since 1981.

Does Concorde Financial Corporation disclose fund performance?

Concorde Financial Corporation is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.

Contact & registration

Address8383 Preston Center Plaza Drive, Suite 360, Dallas, TX 75225
Phone972-701-5400
Fax972-701-5420
Office hours8:30 a.m. To 5:30 p.m.
SEC regionFort Worth Regional Office (FWRO)
Discloses disciplinary historyNo

Assets under management

Discretionary$328M
Non-discretionary$74.2M
Total (RAUM)$402.2M