PPrivate Fund Data Log in Join · $37/mo

Concorde Financial Resources I Inc.

● SEC registered since 2018CRD 117836SEC# 801-113094Wilkesboro, NC
Export (members)
Reg. AUM
$182.8M
Employees
3
Accounts
503
Location
Wilkesboro, NC

Concorde Financial Resources I Inc. assets under management

Concorde Financial Resources I Inc. is an SEC-registered investment adviser based in Wilkesboro, NC. The firm has been registered since 2018. It reports $182.8 million in regulatory assets under management and employs 3 people.
www.concordefinancialresources.comView on SEC.gov ↗

Concorde Financial Resources I Inc. owners & executives

2 reported
NameTitleOwnershipSince
Jessica Marie TrunckChief Compliance OfficerUnder 5%2015
Mary Catherine Ferguson ControlPresidentOver 75%2020

Frequently asked questions

How much does Concorde Financial Resources I Inc. manage?

Concorde Financial Resources I Inc. reports $182.8 million in regulatory assets under management on its Form ADV.

How many employees does Concorde Financial Resources I Inc. have?

Concorde Financial Resources I Inc. reports 3 employees.

Where is Concorde Financial Resources I Inc. located?

Concorde Financial Resources I Inc. is based in Wilkesboro, NC and has been SEC-registered since 2018.

Does Concorde Financial Resources I Inc. disclose fund performance?

Concorde Financial Resources I Inc. is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.

Contact & registration

Address1836 West US Highway 421, Wilkesboro, NC 28697
Phone336-838-4100
Fax336-838-3033
Office hours8:00 a.m. - 5:00 p.m.
SEC regionAtlanta Regional Office (ARO)
Discloses disciplinary historyNo

Assets under management

Discretionary$172.1M
Non-discretionary$10.7M
Total (RAUM)$182.8M