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Conquis Financial LLC

● SEC registered since 2022CRD 319579SEC# 801-123701Millbrae, CA
Export (members)
Reg. AUM
$206.9M
Employees
2
Accounts
234
Location
Millbrae, CA

Conquis Financial LLC assets under management

Conquis Financial LLC is a registered investment adviser overseen by the SEC based in Millbrae, CA. The firm has been registered since 2022. It reports $206.9 million in regulatory assets under management and employs 2 people.
www.linkedin.com/in/jacoblevy94111View on SEC.gov ↗

Conquis Financial LLC owners & executives

2 reported
NameTitleOwnershipSince
Katherine Ann Simmonds ControlChief Compliance OfficerOver 75%2025
Katherine Ann Simmonds ControlPresident/Chief Executive OfficerOver 75%2022

Frequently asked questions

How much does Conquis Financial LLC manage?

Conquis Financial LLC reports $206.9 million in regulatory assets under management on its Form ADV.

How many employees does Conquis Financial LLC have?

Conquis Financial LLC reports 2 employees.

Where is Conquis Financial LLC located?

Conquis Financial LLC is based in Millbrae, CA and has been SEC-registered since 2022.

Does Conquis Financial LLC disclose fund performance?

Conquis Financial LLC is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.

Contact & registration

Address1 la Cruz Avenue, Suite 202, Millbrae, CA 94030
Phone650-651-3609
Office hours8:30a.m. - 5:30p.m.
SEC regionSan Francisco Regional Office (SFRO)
CIK2052436
Discloses disciplinary historyNo

Assets under management

Discretionary$206.9M
Non-discretionary$0
Total (RAUM)$206.9M