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Continuum Wealth Advisors, LLC

● SEC registered since 2010CRD 152895SEC# 801-71245Saratoga Springs, NY
Export (members)
Reg. AUM
$254.3M
Employees
5
Accounts
807
Location
Saratoga Springs, NY

Continuum Wealth Advisors, LLC assets under management

Continuum Wealth Advisors, LLC is a registered investment adviser overseen by the SEC based in Saratoga Springs, NY. The firm has been registered since 2010. It reports $254.3 million in regulatory assets under management and employs 5 people.

Continuum Wealth Advisors, LLC owners & executives

3 reported
NameTitleOwnershipSince
David Jonathan Rath ControlPartner And Chief Investment Officer10-25%2023
Jennifer Lindsay Henry ControlVice President, Advisory Services And Chief Compliance OfficerUnder 5%2024
Timothy Michael Smith ControlManaging Partner And Chief Executive OfficerOver 75%2010

Frequently asked questions

How much does Continuum Wealth Advisors, LLC manage?

Continuum Wealth Advisors, LLC reports $254.3 million in regulatory assets under management on its Form ADV.

How many employees does Continuum Wealth Advisors, LLC have?

Continuum Wealth Advisors, LLC reports 5 employees.

Where is Continuum Wealth Advisors, LLC located?

Continuum Wealth Advisors, LLC is based in Saratoga Springs, NY and has been SEC-registered since 2010.

Does Continuum Wealth Advisors, LLC disclose fund performance?

Continuum Wealth Advisors, LLC is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.

Contact & registration

Address18 Division St., Suite 207b, Saratoga Springs, NY 12866
Phone518-583-4050
Fax518-587-5303
Office hours8:30 a.m. - 4:00 p.m.
SEC regionNew York Regional Office (NYRO)
Discloses disciplinary historyNo

Assets under management

Discretionary$247.7M
Non-discretionary$6.6M
Total (RAUM)$254.3M