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Copperwood Financial, Inc.

● SEC registered since 2025CRD 310859SEC# 801-134875Burr Ridge, IL
Export (members)
Reg. AUM
$108.4M
Employees
3
Accounts
748
Location
Burr Ridge, IL

Copperwood Financial, Inc. assets under management

Copperwood Financial, Inc. is a registered investment adviser overseen by the SEC based in Burr Ridge, IL. The firm has been registered since 2025. It reports $108.4 million in regulatory assets under management and employs 3 people.
www.facebook.com/copperwoodfinancialView on SEC.gov ↗

Copperwood Financial, Inc. owners & executives

1 reported
NameTitleOwnershipSince
Lawrence Edward Gatz ControlPresident And Chief Compliance OfficerOver 75%2020

Frequently asked questions

How much does Copperwood Financial, Inc. manage?

Copperwood Financial, Inc. reports $108.4 million in regulatory assets under management on its Form ADV.

How many employees does Copperwood Financial, Inc. have?

Copperwood Financial, Inc. reports 3 employees.

Where is Copperwood Financial, Inc. located?

Copperwood Financial, Inc. is based in Burr Ridge, IL and has been SEC-registered since 2025.

Does Copperwood Financial, Inc. disclose fund performance?

Copperwood Financial, Inc. is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.

Contact & registration

Address745 McClintock Dr., Suite 308, Burr Ridge, IL 60527
Phone630-581-8998
Fax312-262-6740
Office hours8:30 a.m. - 5 p.m.
SEC regionChicago Regional Office (CHRO)
Discloses disciplinary historyYes

Assets under management

Discretionary$108.1M
Non-discretionary$312K
Total (RAUM)$108.4M