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Core Compliance Group, LLC

● SEC registered since 2022CRD 306661SEC# 801-122934Rock Hill, SC
Export (members)
Reg. AUM
$296.8M
Employees
11
Accounts
1,628
Location
Rock Hill, SC

Core Compliance Group, LLC assets under management

Core Compliance Group, LLC is an investment advisory firm registered with the SEC based in Rock Hill, SC. The firm has been registered since 2022. It reports $296.8 million in regulatory assets under management and employs 11 people.
www.kingwealthpartners.comView on SEC.gov ↗

Core Compliance Group, LLC owners & executives

2 reported
NameTitleOwnershipSince
Meredith Lee Strosser ControlChief Compliance Officer / Owner50-75%2019
William Merritt King ControlChief Operations Officer / Owner50-75%2019

Frequently asked questions

How much does Core Compliance Group, LLC manage?

Core Compliance Group, LLC reports $296.8 million in regulatory assets under management on its Form ADV.

How many employees does Core Compliance Group, LLC have?

Core Compliance Group, LLC reports 11 employees.

Where is Core Compliance Group, LLC located?

Core Compliance Group, LLC is based in Rock Hill, SC and has been SEC-registered since 2022.

Does Core Compliance Group, LLC disclose fund performance?

Core Compliance Group, LLC is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.

Contact & registration

Address744 Arden Lane, Suite 175, Rock Hill, SC 29732
Phone803-323-8706
Office hours9a.m.-5p.m.
SEC regionAtlanta Regional Office (ARO)
Discloses disciplinary historyNo

Assets under management

Discretionary$296.8M
Non-discretionary$0
Total (RAUM)$296.8M