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Cote Financial Management, LLC

● SEC registered since 2024CRD 153088SEC# 801-130714
Export (members)
Reg. AUM
$131.6M
Employees
3
Accounts
369
Location

Cote Financial Management, LLC assets under management

Cote Financial Management, LLC is an SEC-registered investment adviser. The firm has been registered since 2024. It reports $131.6 million in regulatory assets under management and employs 3 people.

Cote Financial Management, LLC owners & executives

2 reported
NameTitleOwnershipSince
Stephen Mark Cote ControlChief Compliance OfficerOver 75%2010
Stephen Mark Cote ControlChief Executive OfficerOver 75%2010

Frequently asked questions

How much does Cote Financial Management, LLC manage?

Cote Financial Management, LLC reports $131.6 million in regulatory assets under management on its Form ADV.

How many employees does Cote Financial Management, LLC have?

Cote Financial Management, LLC reports 3 employees.

Does Cote Financial Management, LLC disclose fund performance?

Cote Financial Management, LLC is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.

Contact & registration

Phone978-767-9501
Fax978-767-9503
Office hours8:00a.m. - 5:00p.m.
SEC regionBoston Regional Office (BRO)
Discloses disciplinary historyYes

Assets under management

Discretionary
Non-discretionary$131.6M
Total (RAUM)$131.6M