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Cutter and Company Brokerage, Inc.

CRD 22449SEC# 801-62329Ballwin, MO
Export (members)
No longer SEC-registered. Cutter and Company Brokerage, Inc. appears in historical Form ADV filings but is not in the current SEC roster. Figures reflect its most recent filing.
Reg. AUM
$937M
Employees
48
Accounts
2,368
Location
Ballwin, MO

Cutter and Company Brokerage, Inc. assets under management

Cutter and Company Brokerage, Inc. is an investment advisory firm registered with the SEC based in Ballwin, MO. It reports $937 million in regulatory assets under management and employs 48 people.
View on SEC.gov ↗

Cutter and Company Brokerage, Inc. owners & executives

5 reported
NameTitleOwnershipSince
Deborah Marie Castiglioni ControlCeoUnder 5%2015
Jacqueline Nicole Castiglioni ControlChief Compliance Officer - BdUnder 5%2024
Prospera Financial, LLC ControlHolding CompanyOver 75%2025
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Frequently asked questions

How much does Cutter and Company Brokerage, Inc. manage?

Cutter and Company Brokerage, Inc. reports $937 million in regulatory assets under management on its Form ADV.

How many employees does Cutter and Company Brokerage, Inc. have?

Cutter and Company Brokerage, Inc. reports 48 employees.

Where is Cutter and Company Brokerage, Inc. located?

Cutter and Company Brokerage, Inc. is based in Ballwin, MO.

Does Cutter and Company Brokerage, Inc. disclose fund performance?

Cutter and Company Brokerage, Inc. is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.

Contact & registration

Address15415 Clayton Road, Ballwin, MO 63011
Office hours8:00 a.m. - 5:00 p.m.
Discloses disciplinary historyYes

Assets under management

Discretionary$768.3M
Non-discretionary$168.7M
Total (RAUM)$937M