| Name | Title | Ownership | Since |
|---|---|---|---|
| Michael Edward Cox Control | President/Chief Compliance Officer | Over 75% | 2002 |
| Monica Reeves Head Control | Finop | Under 5% | 2019 |
| Nancy Harris Coleman | Minority Owner | Under 5% | 2016 |
Cw Securities, LLC reports $113.5 million in regulatory assets under management on its Form ADV.
Cw Securities, LLC reports 3 employees.
Cw Securities, LLC is based in Knoxville, TN and has been SEC-registered since 2026.
Cw Securities, LLC is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.
| Address | 8870 Cedar Spring Lane, Suite 208, Knoxville, TN 37923 |
| Phone | 865 690-9886 |
| Fax | 865 690-9906 |
| Office hours | 9:30 a.m. - 4:00 p.m. |
| SEC region | Atlanta Regional Office (ARO) |
| Discloses disciplinary history | No |
| Discretionary | $113.5M |
| Non-discretionary | $0 |
| Total (RAUM) | $113.5M |