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D. e. Shaw Investment Management, L.L.C.

● SEC registered since 2005CRD 135284SEC# 801-64222New York, NY
Export (members)
Ranks #339 of 5,911 private fund managers by regulatory AUM.
Reg. AUM
$21.05B
Fund GAV
$9.75B
Private funds
17
Employees
48
Accounts
23
Location
New York, NY

D. e. Shaw Investment Management, L.L.C. assets under management

D. e. Shaw Investment Management, L.L.C. is an SEC-registered investment adviser based in New York, NY. The firm has been registered since 2005. It reports $21 billion in regulatory assets under management and employs 48 people. D. e. Shaw Investment Management, L.L.C. manages 17 private funds with combined gross assets of $9.7 billion, including D. e. Shaw Lithic Portfolios, L.L.C. By regulatory assets, it ranks 339 of 5,911 private fund managers.

D. e. Shaw Investment Management, L.L.C. private funds

17 funds · $9.75B GAV
FundTypeGross assetsMin.
D. e. Shaw Lithic Portfolios, L.L.C.Hedge$2.71B$1M
D. e. Shaw U.S. Broad Market Core Alpha Extension Portfolios, L.L.C.Hedge$1.41B$1M
D. e. Shaw World Alpha Extension Portfolios, L.L.C.Hedge$1.28B$1M
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D. e. Shaw Investment Management, L.L.C. owners & executives

10 reported
NameTitleOwnershipSince
Alexis Anne Halaby ControlExecutive Committee MemberUnder 5%2018
D. e. Shaw & Co., L.P. ControlManaging MemberOver 75%2005
Daniel Robbins MarcusChief Compliance OfficerUnder 5%2024
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Frequently asked questions

How much does D. e. Shaw Investment Management, L.L.C. manage?

D. e. Shaw Investment Management, L.L.C. reports $21 billion in regulatory assets under management on its Form ADV.

How many private funds does D. e. Shaw Investment Management, L.L.C. manage?

D. e. Shaw Investment Management, L.L.C. manages 17 private funds with combined gross assets of $9.7 billion.

How many employees does D. e. Shaw Investment Management, L.L.C. have?

D. e. Shaw Investment Management, L.L.C. reports 48 employees.

Where is D. e. Shaw Investment Management, L.L.C. located?

D. e. Shaw Investment Management, L.L.C. is based in New York, NY and has been SEC-registered since 2005.

Does D. e. Shaw Investment Management, L.L.C. disclose fund performance?

D. e. Shaw Investment Management, L.L.C. is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.

Contact & registration

AddressTwo Manhattan West, 375 Ninth Avenue, 52nd Floor, New York, NY 10001
Phone212-478-0000
Fax212-478-0100
Office hours9 a.m. - 5 p.m.
SEC regionNew York Regional Office (NYRO)
CIK1335794
Discloses disciplinary historyYes

Assets under management

Discretionary$21.05B
Non-discretionary$0
Total (RAUM)$21.05B

Service providers