D. Scott Neal, Inc.

CRD 110975SEC# 801-60070Lexington, KY

No longer SEC-registered. D. Scott Neal, Inc. appears in historical Form ADV filings but is not in the current SEC roster. Figures reflect its most recent filing.

Reg. AUM

$352M

Employees

Accounts

1,335

Location

Lexington, KY

D. Scott Neal, Inc. assets under management

D. Scott Neal, Inc. is a registered investment adviser overseen by the SEC based in Lexington, KY. It reports $352 million in regulatory assets under management and employs 10 people.

View on SEC.gov ↗

D. Scott Neal, Inc. owners & executives

5 reported

Name	Title	Ownership	Since
David Scott Neal Control	Director / President	Under 5%	1995
Jerome George Zimmerer Control	Director / Vice President/ Chief Compliance Officer	Under 5%	2000
Mercer Global Advisors Inc. Control	Parent Company	Over 75%	2025
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Frequently asked questions

How much does D. Scott Neal, Inc. manage?

D. Scott Neal, Inc. reports $352 million in regulatory assets under management on its Form ADV.

How many employees does D. Scott Neal, Inc. have?

D. Scott Neal, Inc. reports 10 employees.

Where is D. Scott Neal, Inc. located?

D. Scott Neal, Inc. is based in Lexington, KY.

Does D. Scott Neal, Inc. disclose fund performance?

D. Scott Neal, Inc. is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.

Contact & registration

Address	3292 Eagle View Lane, Suite 290, Lexington, KY 40509
Office hours	By Appointment
Discloses disciplinary history	No

Assets under management

Discretionary	$337.8M
Non-discretionary	$14.3M
Total (RAUM)	$352M