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Daiwa Capital Management Silicon Valley Inc.

● SEC registered since 2023CRD 307581SEC# 801-128802Palo Alto, CA
Export (members)
Reg. AUM
$292M
Employees
3
Accounts
2
Location
Palo Alto, CA

Daiwa Capital Management Silicon Valley Inc. assets under management

Daiwa Capital Management Silicon Valley Inc. is an investment advisory firm registered with the SEC based in Palo Alto, CA. The firm has been registered since 2023. It reports $292 million in regulatory assets under management and employs 3 people.
View on SEC.gov ↗

Daiwa Capital Management Silicon Valley Inc. owners & executives

5 reported
NameTitleOwnershipSince
Daiwa Asset Management Co. Ltd. ControlShare HolderOver 75%2020
Naoto Nmn Osugi ControlPresidentUnder 5%2025
Ryota Nmn Komatsu ControlChief Compliance OfficerUnder 5%2023
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Frequently asked questions

How much does Daiwa Capital Management Silicon Valley Inc. manage?

Daiwa Capital Management Silicon Valley Inc. reports $292 million in regulatory assets under management on its Form ADV.

How many employees does Daiwa Capital Management Silicon Valley Inc. have?

Daiwa Capital Management Silicon Valley Inc. reports 3 employees.

Where is Daiwa Capital Management Silicon Valley Inc. located?

Daiwa Capital Management Silicon Valley Inc. is based in Palo Alto, CA and has been SEC-registered since 2023.

Does Daiwa Capital Management Silicon Valley Inc. disclose fund performance?

Daiwa Capital Management Silicon Valley Inc. is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.

Contact & registration

Address265 Lytton Ave., Suite 301, Palo Alto, CA 94301
Phone650-470-9596
Office hours8:00a.m. - 5:00p.m.
SEC regionSan Francisco Regional Office (SFRO)
Discloses disciplinary historyNo

Assets under management

Discretionary$292M
Non-discretionary$0
Total (RAUM)$292M