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Dbd Retirement and Financial Services, LLC

● SEC registered since 2023CRD 328239SEC# 801-129039
Export (members)
Reg. AUM
$133.9M
Employees
1
Accounts
38
Location

Dbd Retirement and Financial Services, LLC assets under management

Dbd Retirement and Financial Services, LLC is a registered investment adviser overseen by the SEC. The firm has been registered since 2023. It reports $133.9 million in regulatory assets under management and employs 1 people.

Dbd Retirement and Financial Services, LLC owners & executives

2 reported
NameTitleOwnershipSince
Denise Difilippo ControlOwner50-75%2023
Raymond T Difilippo ControlPresident And Chief Compliance Officer50-75%2023

Frequently asked questions

How much does Dbd Retirement and Financial Services, LLC manage?

Dbd Retirement and Financial Services, LLC reports $133.9 million in regulatory assets under management on its Form ADV.

How many employees does Dbd Retirement and Financial Services, LLC have?

Dbd Retirement and Financial Services, LLC reports 1 employees.

Does Dbd Retirement and Financial Services, LLC disclose fund performance?

Dbd Retirement and Financial Services, LLC is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.

Contact & registration

Phone703-791-5955
Fax703-791-4091
Office hoursBy Appointment Only
SEC regionPhiladelphia Regional Office (PLRO)
Discloses disciplinary historyNo

Assets under management

Discretionary$133.9M
Non-discretionary$0
Total (RAUM)$133.9M