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Defined Financial Planning LLC

CRD 310137SEC# 801-126370San Rafael, CA
Export (members)
No longer SEC-registered. Defined Financial Planning LLC appears in historical Form ADV filings but is not in the current SEC roster. Figures reflect its most recent filing.
Reg. AUM
$137.3M
Employees
5
Accounts
333
Location
San Rafael, CA

Defined Financial Planning LLC assets under management

Defined Financial Planning LLC is an investment advisory firm registered with the SEC based in San Rafael, CA. It reports $137.3 million in regulatory assets under management and employs 5 people.
View on SEC.gov ↗

Defined Financial Planning LLC owners & executives

2 reported
NameTitleOwnershipSince
Brianna Nicole HasbrookDirector Of Operations, Member10-25%2024
Samuel Vasquez Gaeta ControlChief Executive Officer, Chief Compliance Officer, MemberOver 75%2020

Frequently asked questions

How much does Defined Financial Planning LLC manage?

Defined Financial Planning LLC reports $137.3 million in regulatory assets under management on its Form ADV.

How many employees does Defined Financial Planning LLC have?

Defined Financial Planning LLC reports 5 employees.

Where is Defined Financial Planning LLC located?

Defined Financial Planning LLC is based in San Rafael, CA.

Does Defined Financial Planning LLC disclose fund performance?

Defined Financial Planning LLC is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.

Contact & registration

Address899 Northgate Dr, Suite 300, San Rafael, CA 94903
Office hours9:00a.m. - 5:00p.m.
Discloses disciplinary historyNo

Assets under management

Discretionary$135.6M
Non-discretionary$1.7M
Total (RAUM)$137.3M