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Delta Wealth Advisors, LLC

● SEC registered since 2023CRD 310504SEC# 801-129219
Export (members)
Reg. AUM
$120.5M
Employees
3
Accounts
584
Location

Delta Wealth Advisors, LLC assets under management

Delta Wealth Advisors, LLC is an SEC-registered investment adviser. The firm has been registered since 2023. It reports $120.5 million in regulatory assets under management and employs 3 people.

Delta Wealth Advisors, LLC owners & executives

2 reported
NameTitleOwnershipSince
Dino N Efthimiou ControlManaging Member & Chief Compliance OfficerOver 75%2017
Nicholas Gerald Christ Finnigan ControlOwner10-25%2020

Frequently asked questions

How much does Delta Wealth Advisors, LLC manage?

Delta Wealth Advisors, LLC reports $120.5 million in regulatory assets under management on its Form ADV.

How many employees does Delta Wealth Advisors, LLC have?

Delta Wealth Advisors, LLC reports 3 employees.

Does Delta Wealth Advisors, LLC disclose fund performance?

Delta Wealth Advisors, LLC is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.

Contact & registration

Phone317-735-6445
Fax317-735-6492
Office hoursNot Applicable - Office Visits By Appointment Only
SEC regionChicago Regional Office (CHRO)
Discloses disciplinary historyNo

Assets under management

Discretionary$119.2M
Non-discretionary$1.3M
Total (RAUM)$120.5M