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Dempsey Lord Smith, LLC

CRD 141238SEC# 801-108087Rome, GA
Export (members)
No longer SEC-registered. Dempsey Lord Smith, LLC appears in historical Form ADV filings but is not in the current SEC roster. Figures reflect its most recent filing.
Reg. AUM
$580.5M
Employees
92
Accounts
2,444
Location
Rome, GA

Dempsey Lord Smith, LLC assets under management

Dempsey Lord Smith, LLC operates as an SEC-registered investment adviser based in Rome, GA. It reports $580.5 million in regulatory assets under management and employs 92 people.

Dempsey Lord Smith, LLC owners & executives

4 reported
NameTitleOwnershipSince
Duvan Ledbetter Brock ControlVice President Recruiting And Due Diligence10-25%2010
Ernest Liddell Smith ControlVice President Sales And Marketing10-25%2006
Jerry Eskel Jr Dempsey ControlChief Executive Officer25-50%2006
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Frequently asked questions

How much does Dempsey Lord Smith, LLC manage?

Dempsey Lord Smith, LLC reports $580.5 million in regulatory assets under management on its Form ADV.

How many employees does Dempsey Lord Smith, LLC have?

Dempsey Lord Smith, LLC reports 92 employees.

Where is Dempsey Lord Smith, LLC located?

Dempsey Lord Smith, LLC is based in Rome, GA.

Does Dempsey Lord Smith, LLC disclose fund performance?

Dempsey Lord Smith, LLC is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.

Contact & registration

Address901 N Broad Street, Suite 400, Rome, GA 30161
Office hours8:30 a.m. - 5:00 p.m.
Discloses disciplinary historyYes

Assets under management

Discretionary$580.5M
Non-discretionary$0
Total (RAUM)$580.5M