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Dick Rivera & Associates, LLC

CRD 114409SEC# 801-112979Pensacola Beach, FL
Export (members)
No longer SEC-registered. Dick Rivera & Associates, LLC appears in historical Form ADV filings but is not in the current SEC roster. Figures reflect its most recent filing.
Reg. AUM
$155M
Employees
2
Accounts
263
Location
Pensacola Beach, FL

Dick Rivera & Associates, LLC assets under management

Dick Rivera & Associates, LLC is an investment advisory firm registered with the SEC based in Pensacola Beach, FL. It reports $155 million in regulatory assets under management and employs 2 people.

Dick Rivera & Associates, LLC owners & executives

1 reported
NameTitleOwnershipSince
Richard Thomas Rivera ControlMember And CcoOver 75%1986

Frequently asked questions

How much does Dick Rivera & Associates, LLC manage?

Dick Rivera & Associates, LLC reports $155 million in regulatory assets under management on its Form ADV.

How many employees does Dick Rivera & Associates, LLC have?

Dick Rivera & Associates, LLC reports 2 employees.

Where is Dick Rivera & Associates, LLC located?

Dick Rivera & Associates, LLC is based in Pensacola Beach, FL.

Does Dick Rivera & Associates, LLC disclose fund performance?

Dick Rivera & Associates, LLC is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.

Contact & registration

Address5 Portofino Dr., Suite 1803, Pensacola Beach, FL 32561
Office hoursBy Appointment Only
Discloses disciplinary historyYes

Assets under management

Discretionary$155M
Non-discretionary$0
Total (RAUM)$155M