| Name | Title | Ownership | Since |
|---|---|---|---|
| Empirical Wealth Management Control | Owner | Over 75% | 2014 |
| Justin Wyatt Buller Control | Chief Compliance Officer | Under 5% | 2021 |
| Kenneth Robert Smith Control | Member | 50-75% | 2010 |
Directional Financial Services, LLC reports $9 million in regulatory assets under management on its Form ADV.
Directional Financial Services, LLC reports 4 employees.
Directional Financial Services, LLC is based in Seattle, WA and has been SEC-registered since 2014.
Directional Financial Services, LLC is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.
| Address | 1420 5th Ave, Suite 3150, Seattle, WA 98101 |
| Phone | 206-508-3240 |
| Fax | 866-496-9877 |
| Office hours | 8:00 a.m. - 5:00 p.m. |
| SEC region | San Francisco Regional Office (SFRO) |
| Discloses disciplinary history | No |
| Discretionary | $9M |
| Non-discretionary | $0 |
| Total (RAUM) | $9M |