PPrivate Fund Data Log in Join · $37/mo

Diversified Financial Management Associates, Inc.

● SEC registered since 2014CRD 171813SEC# 801-79902Norwell, MA
Export (members)
Reg. AUM
$302.4M
Employees
5
Accounts
438
Location
Norwell, MA

Diversified Financial Management Associates, Inc. assets under management

Diversified Financial Management Associates, Inc. is an investment advisory firm registered with the SEC based in Norwell, MA. The firm has been registered since 2014. It reports $302.4 million in regulatory assets under management and employs 5 people.
dfmwealth.comView on SEC.gov ↗

Diversified Financial Management Associates, Inc. owners & executives

1 reported
NameTitleOwnershipSince
Henry Calvin Place ControlPresident And Chief Compliance OfficerOver 75%2014

Frequently asked questions

How much does Diversified Financial Management Associates, Inc. manage?

Diversified Financial Management Associates, Inc. reports $302.4 million in regulatory assets under management on its Form ADV.

How many employees does Diversified Financial Management Associates, Inc. have?

Diversified Financial Management Associates, Inc. reports 5 employees.

Where is Diversified Financial Management Associates, Inc. located?

Diversified Financial Management Associates, Inc. is based in Norwell, MA and has been SEC-registered since 2014.

Does Diversified Financial Management Associates, Inc. disclose fund performance?

Diversified Financial Management Associates, Inc. is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.

Contact & registration

Address80 Washington Street, Building E-13, Norwell, MA 02061-1729
Phone781-792-0440
Fax781-792-0606
Office hours9:00 a.m. - 5:00 p.m.
SEC regionBoston Regional Office (BRO)
Discloses disciplinary historyNo

Assets under management

Discretionary$187.1M
Non-discretionary$115.3M
Total (RAUM)$302.4M