PPrivate Fund Data Log in Join · $37/mo

Dlk Investment Management

● SEC registered since 2009CRD 149096SEC# 801-69825Solana Beach, CA
Export (members)
Reg. AUM
$435M
Employees
7
Accounts
1,122
Location
Solana Beach, CA

Dlk Investment Management assets under management

Dlk Investment Management is an SEC-registered investment adviser based in Solana Beach, CA. The firm has been registered since 2009. It reports $435 million in regulatory assets under management and employs 7 people.

Dlk Investment Management owners & executives

3 reported
NameTitleOwnershipSince
Donald Ogden Dempster ControlPresident & Cco10-25%2009
Peter James Johnson ControlMember25-50%2016
Theodore Jonah Kay ControlCio10-25%2009

Frequently asked questions

How much does Dlk Investment Management manage?

Dlk Investment Management reports $435 million in regulatory assets under management on its Form ADV.

How many employees does Dlk Investment Management have?

Dlk Investment Management reports 7 employees.

Where is Dlk Investment Management located?

Dlk Investment Management is based in Solana Beach, CA and has been SEC-registered since 2009.

Does Dlk Investment Management disclose fund performance?

Dlk Investment Management is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.

Contact & registration

Address238 North Cedros Ave, Suite 200, Solana Beach, CA 92075
Phone858.433.3200
Fax858.433.3201
Office hoursBy Appointment
SEC regionLos Angeles Regional Office (LARO)
Discloses disciplinary historyYes

Assets under management

Discretionary$384.7M
Non-discretionary$50.3M
Total (RAUM)$435M