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Dobson Asset Management - Northern California

● SEC registered since 1996CRD 112079SEC# 801-51693Petaluma, CA
Export (members)
Reg. AUM
$197.2M
Employees
3
Accounts
385
Location
Petaluma, CA

Dobson Asset Management - Northern California assets under management

Dobson Asset Management - Northern California is a registered investment adviser overseen by the SEC based in Petaluma, CA. The firm has been registered since 1996. It reports $197.2 million in regulatory assets under management and employs 3 people.

Dobson Asset Management - Northern California owners & executives

3 reported
NameTitleOwnershipSince
Christopher Martin Dobson ControlOwner/Financial Advisor/Chief Compliance Officer25-50%1994
Dobson, Samuel RileyOwner/Registered Advisor Representative25-50%2024
Merilee MaystrovichOwner/Adminstrator25-50%1995

Frequently asked questions

How much does Dobson Asset Management - Northern California manage?

Dobson Asset Management - Northern California reports $197.2 million in regulatory assets under management on its Form ADV.

How many employees does Dobson Asset Management - Northern California have?

Dobson Asset Management - Northern California reports 3 employees.

Where is Dobson Asset Management - Northern California located?

Dobson Asset Management - Northern California is based in Petaluma, CA and has been SEC-registered since 1996.

Does Dobson Asset Management - Northern California disclose fund performance?

Dobson Asset Management - Northern California is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.

Contact & registration

Address7 Fourth Street, Suite 25, Petaluma, CA 94952
Phone707-766-9254
Fax707-766-9354
Office hours8:30a.m. - 4:30p.m.
SEC regionSan Francisco Regional Office (SFRO)
Discloses disciplinary historyNo

Assets under management

Discretionary$196M
Non-discretionary$1.1M
Total (RAUM)$197.2M