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Dowling Financial Services, Inc

● SEC registered since 2024CRD 155624SEC# 801-130694Greenwich, CT
Export (members)
Reg. AUM
$165.6M
Employees
4
Accounts
280
Location
Greenwich, CT

Dowling Financial Services, Inc assets under management

Dowling Financial Services, Inc is an SEC-registered investment adviser based in Greenwich, CT. The firm has been registered since 2024. It reports $165.6 million in regulatory assets under management and employs 4 people.
www.thedowlinggroup.comView on SEC.gov ↗

Dowling Financial Services, Inc owners & executives

1 reported
NameTitleOwnershipSince
Sean Michael Dowling ControlPresident & Chief Compliance OfficerOver 75%2010

Frequently asked questions

How much does Dowling Financial Services, Inc manage?

Dowling Financial Services, Inc reports $165.6 million in regulatory assets under management on its Form ADV.

How many employees does Dowling Financial Services, Inc have?

Dowling Financial Services, Inc reports 4 employees.

Where is Dowling Financial Services, Inc located?

Dowling Financial Services, Inc is based in Greenwich, CT and has been SEC-registered since 2024.

Does Dowling Financial Services, Inc disclose fund performance?

Dowling Financial Services, Inc is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.

Contact & registration

Address1171 E. Putnam Avenue, #1b, Greenwich, CT 06878
Phone203-967-2231
Fax203-327-7999
Office hours9:00 a.m. - 5:00 p.m.
SEC regionBoston Regional Office (BRO)
Discloses disciplinary historyNo

Assets under management

Discretionary$153.8M
Non-discretionary$11.8M
Total (RAUM)$165.6M