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Duke Funding Management, L.L.C.

● SEC registered since 2002CRD 117590SEC# 801-61009Old Greenwich, CT
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Ranks #5,158 of 5,911 private fund managers by regulatory AUM.
Reg. AUM
$151.6M
Fund GAV
$151.6M
Private funds
4
Employees
160
Accounts
4
Location
Old Greenwich, CT

Duke Funding Management, L.L.C. assets under management

Duke Funding Management, L.L.C. operates as an SEC-registered investment adviser based in Old Greenwich, CT. The firm has been registered since 2002. It reports $151.6 million in regulatory assets under management and employs 160 people. Duke Funding Management, L.L.C. manages 4 private funds with combined gross assets of $151.6 million, including Duke Funding IX, Ltd. By regulatory assets, it ranks 5,158 of 5,911 private fund managers.

Duke Funding Management, L.L.C. private funds

4 funds · $151.6M GAV
FundTypeGross assetsMin.
Duke Funding IX, Ltd.Securitized Asset$76.3M$500K
Duke Funding VII, Ltd.Securitized Asset$40.5M$500K
Duke Funding VI, Ltd.Securitized Asset$21M$500K
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Duke Funding Management, L.L.C. owners & executives

14 reported
NameTitleOwnershipSince
Andrew Vranos ControlManaging DirectorUnder 5%2021
Daniel Reuven Margolis ControlGeneral CounselUnder 5%2010
Ellington Management Group, L.L.C. ControlMemberOver 75%2001
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Frequently asked questions

How much does Duke Funding Management, L.L.C. manage?

Duke Funding Management, L.L.C. reports $151.6 million in regulatory assets under management on its Form ADV.

How many private funds does Duke Funding Management, L.L.C. manage?

Duke Funding Management, L.L.C. manages 4 private funds with combined gross assets of $151.6 million.

How many employees does Duke Funding Management, L.L.C. have?

Duke Funding Management, L.L.C. reports 160 employees.

Where is Duke Funding Management, L.L.C. located?

Duke Funding Management, L.L.C. is based in Old Greenwich, CT and has been SEC-registered since 2002.

Does Duke Funding Management, L.L.C. disclose fund performance?

Duke Funding Management, L.L.C. is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.

Contact & registration

Address53 Forest Avenue, 3rd Floor, Old Greenwich, CT 06870
Phone203-698-1200
Fax203-698-0869
Office hours9:00 a.m. To 5:00 p.m.
SEC regionBoston Regional Office (BRO)
Discloses disciplinary historyNo

Assets under management

Discretionary$151.6M
Non-discretionary$0
Total (RAUM)$151.6M

Service providers

Custodian
Administrator