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Dwm Asset Management, LLC

● SEC registered since 2007CRD 143224SEC# 801-67853Stamford, CT
Export (members)
Ranks #3,389 of 5,911 private fund managers by regulatory AUM.
Reg. AUM
$574.2M
Fund GAV
$257.7M
Private funds
3
Employees
32
Accounts
8
Location
Stamford, CT

Dwm Asset Management, LLC assets under management

Dwm Asset Management, LLC is an SEC-registered investment adviser based in Stamford, CT. The firm has been registered since 2007. It reports $574.2 million in regulatory assets under management and employs 32 people. Dwm Asset Management, LLC manages 3 private funds with combined gross assets of $257.7 million, including Dwm Sdgs Credit Fund, a Sub-Fund of Dwm Income Funds S.c.a. - SICAV Sif. By regulatory assets, it ranks 3,389 of 5,911 private fund managers.

Dwm Asset Management, LLC private funds

3 funds · $257.7M GAV
FundTypeGross assetsMin.
Dwm Sdgs Credit Fund, a Sub-Fund of Dwm Income Funds S.c.a. - SICAV SifOther Private$237.4M$108K
Dwm Inclusive Finance Equity Fund II, a Sub-Fund of Dwm Funds S.c.a. - SICAV SifPrivate Equity$18.4M$1M
Dwm Microfinance Equity Fund I, a Sub-Fund of Dwm Funds S.c.a. - SICAV SifPrivate Equity$1.8M$500K

Dwm Asset Management, LLC owners & executives

12 reported
NameTitleOwnershipSince
Dwm Holdings, LLC ControlMemberOver 75%2007
Edward Adger Marshall ControlCo-Managing Partner, Chief Compliance Officer, General CounselUnder 5%2010
Odeta Dana Tolliver ControlChief Financial OfficerUnder 5%2016
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Frequently asked questions

How much does Dwm Asset Management, LLC manage?

Dwm Asset Management, LLC reports $574.2 million in regulatory assets under management on its Form ADV.

How many private funds does Dwm Asset Management, LLC manage?

Dwm Asset Management, LLC manages 3 private funds with combined gross assets of $257.7 million.

How many employees does Dwm Asset Management, LLC have?

Dwm Asset Management, LLC reports 32 employees.

Where is Dwm Asset Management, LLC located?

Dwm Asset Management, LLC is based in Stamford, CT and has been SEC-registered since 2007.

Does Dwm Asset Management, LLC disclose fund performance?

Dwm Asset Management, LLC is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.

Contact & registration

Address100 First Stamford Place, 4th Floor, Stamford, CT 06902
Phone203-655-5453
Fax203-656-9528
Office hours9:00 a.m. - 6:00 p.m.
SEC regionBoston Regional Office (BRO)
Umbrella registrationYes
Discloses disciplinary historyNo

Assets under management

Discretionary$20.2M
Non-discretionary$554M
Total (RAUM)$574.2M