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Efg Asset Management (north America) Corp

● SEC registered since 2021CRD 313103SEC# 801-120586Portland, OR
Export (members)
Reg. AUM
$743.8M
Employees
7
Accounts
4
Location
Portland, OR

Efg Asset Management (north America) Corp assets under management

Efg Asset Management (north America) Corp is a registered investment adviser overseen by the SEC based in Portland, OR. The firm has been registered since 2021. It reports $743.8 million in regulatory assets under management and employs 7 people.
www.linkedin.com/company/new-capitalView on SEC.gov ↗

Efg Asset Management (north America) Corp owners & executives

4 reported
NameTitleOwnershipSince
Efg International AG ControlOwnerOver 75%2022
Eric Joseph KleinschmidtChief Compliance OfficerUnder 5%2021
Keri F Wong ControlChief Operating OfficerUnder 5%2022
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Frequently asked questions

How much does Efg Asset Management (north America) Corp manage?

Efg Asset Management (north America) Corp reports $743.8 million in regulatory assets under management on its Form ADV.

How many employees does Efg Asset Management (north America) Corp have?

Efg Asset Management (north America) Corp reports 7 employees.

Where is Efg Asset Management (north America) Corp located?

Efg Asset Management (north America) Corp is based in Portland, OR and has been SEC-registered since 2021.

Does Efg Asset Management (north America) Corp disclose fund performance?

Efg Asset Management (north America) Corp is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.

Contact & registration

Address1211 SW 5th Ave Suite 2840, Portland, OR 97204
Phone503-889-5210
Office hours9a.m. - 5p.m.
SEC regionSan Francisco Regional Office (SFRO)
Discloses disciplinary historyNo

Assets under management

Discretionary$743.8M
Non-discretionary$0
Total (RAUM)$743.8M