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Eliot Rose Wealth Management, LLC

● SEC registered since 2021CRD 120465SEC# 801-121354West Warwick, RI
Export (members)
Reg. AUM
$152.8M
Employees
4
Accounts
352
Location
West Warwick, RI

Eliot Rose Wealth Management, LLC assets under management

Eliot Rose Wealth Management, LLC is an investment advisory firm registered with the SEC based in West Warwick, RI. The firm has been registered since 2021. It reports $152.8 million in regulatory assets under management and employs 4 people.
www.eliotrose.comView on SEC.gov ↗

Eliot Rose Wealth Management, LLC owners & executives

2 reported
NameTitleOwnershipSince
Gary Steven Siperstein ControlManaging Member10-25%2002
Jason Eliot Siperstein ControlChief Compliance Officer, MemberOver 75%2016

Frequently asked questions

How much does Eliot Rose Wealth Management, LLC manage?

Eliot Rose Wealth Management, LLC reports $152.8 million in regulatory assets under management on its Form ADV.

How many employees does Eliot Rose Wealth Management, LLC have?

Eliot Rose Wealth Management, LLC reports 4 employees.

Where is Eliot Rose Wealth Management, LLC located?

Eliot Rose Wealth Management, LLC is based in West Warwick, RI and has been SEC-registered since 2021.

Does Eliot Rose Wealth Management, LLC disclose fund performance?

Eliot Rose Wealth Management, LLC is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.

Contact & registration

Address1300 Division Road, Suite 301, West Warwick, RI 02893
Phone(401) 588-5102
Office hours8:30 a.m. - 5:00 p.m.
SEC regionBoston Regional Office (BRO)
CIK1213968
Discloses disciplinary historyNo

Assets under management

Discretionary$152.8M
Non-discretionary$0
Total (RAUM)$152.8M