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Empire Financial Management Company, LLC

● SEC registered since 2015CRD 146097SEC# 801-106958New York, NY
Export (members)
Reg. AUM
$519.6M
Employees
12
Accounts
1,091
Location
New York, NY

Empire Financial Management Company, LLC assets under management

Empire Financial Management Company, LLC is an investment advisory firm registered with the SEC based in New York, NY. The firm has been registered since 2015. It reports $519.6 million in regulatory assets under management and employs 12 people.

Empire Financial Management Company, LLC owners & executives

6 reported
NameTitleOwnershipSince
Anthony V ManoryChief Investment OfficerUnder 5%2018
Empire Investment Group Holdings LLC ControlOwnerOver 75%2006
Gregg Lance Zeoli ControlManaging Member/Chief Compliance OfficerUnder 5%2007
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Frequently asked questions

How much does Empire Financial Management Company, LLC manage?

Empire Financial Management Company, LLC reports $519.6 million in regulatory assets under management on its Form ADV.

How many employees does Empire Financial Management Company, LLC have?

Empire Financial Management Company, LLC reports 12 employees.

Where is Empire Financial Management Company, LLC located?

Empire Financial Management Company, LLC is based in New York, NY and has been SEC-registered since 2015.

Does Empire Financial Management Company, LLC disclose fund performance?

Empire Financial Management Company, LLC is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.

Contact & registration

Address29 Broadway, 12th Floor, New York, NY 10006
Phone212-417-8247
Fax212-417-8229
Office hours9:00a.m. - 5:00p.m.
SEC regionNew York Regional Office (NYRO)
CIK1971875
Discloses disciplinary historyNo

Assets under management

Discretionary$491.6M
Non-discretionary$28M
Total (RAUM)$519.6M