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Empirical Asset Management, LLC

● SEC registered since 2010CRD 155436SEC# 801-71967Wellesley, MA
Export (members)
Ranks #3,681 of 5,911 private fund managers by regulatory AUM.
Reg. AUM
$467M
Fund GAV
$524K
Private funds
1
Employees
14
Accounts
988
Location
Wellesley, MA

Empirical Asset Management, LLC assets under management

Empirical Asset Management, LLC is an SEC-registered investment adviser based in Wellesley, MA. The firm has been registered since 2010. It reports $467 million in regulatory assets under management and employs 14 people. Empirical Asset Management, LLC manages 1 private fund with combined gross assets of $523,990, including Empirical Long Short Fund, L.P. By regulatory assets, it ranks 3,681 of 5,911 private fund managers.

Empirical Asset Management, LLC private funds

1 funds · $524K GAV
FundTypeGross assetsMin.
Empirical Long Short Fund, L.P.Hedge$524K$100K

Empirical Asset Management, LLC owners & executives

4 reported
NameTitleOwnershipSince
Glenn Andrew Caldicott ControlChief Investment OfficerUnder 5%2021
Mark Henry Fiskio ControlManaging Member And Chief Compliance Officer50-75%2010
Robert Manning WadsworthInvestor Member5-10%2016
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Frequently asked questions

How much does Empirical Asset Management, LLC manage?

Empirical Asset Management, LLC reports $467 million in regulatory assets under management on its Form ADV.

How many private funds does Empirical Asset Management, LLC manage?

Empirical Asset Management, LLC manages 1 private funds with combined gross assets of $523,990.

How many employees does Empirical Asset Management, LLC have?

Empirical Asset Management, LLC reports 14 employees.

Where is Empirical Asset Management, LLC located?

Empirical Asset Management, LLC is based in Wellesley, MA and has been SEC-registered since 2010.

Does Empirical Asset Management, LLC disclose fund performance?

Empirical Asset Management, LLC is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.

Contact & registration

Address57 River Street, Suite 301, Wellesley, MA 02481
Phone781-431-2223
Fax781-431-2260
Office hours8:00a.m. To 5:00p.m.
SEC regionBoston Regional Office (BRO)
CIK1926596
Discloses disciplinary historyNo

Assets under management

Discretionary$448.8M
Non-discretionary$18.2M
Total (RAUM)$467M

Service providers