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Empirical Financial Services, LLC

● SEC registered since 2011CRD 152622SEC# 801-72168Seattle, WA
Export (members)
Ranks #887 of 5,911 private fund managers by regulatory AUM.
Reg. AUM
$6.7B
Fund GAV
$19.5M
Private funds
1
Employees
94
Accounts
8,402
Location
Seattle, WA

Empirical Financial Services, LLC assets under management

Empirical Financial Services, LLC operates as an SEC-registered investment adviser based in Seattle, WA. The firm has been registered since 2011. It reports $6.7 billion in regulatory assets under management and employs 94 people. Empirical Financial Services, LLC manages 1 private fund with combined gross assets of $19.5 million, including Empirical Alternative Income Fund, LP. By regulatory assets, it ranks 887 of 5,911 private fund managers.

Empirical Financial Services, LLC private funds

1 funds · $19.5M GAV
FundTypeGross assetsMin.
Empirical Alternative Income Fund, LPOther Private$19.5M$250K

Empirical Financial Services, LLC owners & executives

11 reported
NameTitleOwnershipSince
Erik James Lehr ControlChief Investment Officer & MemberUnder 5%2020
Ethan Andrew Broga ControlDirector Of Financial Planning & Member10-25%2010
Jaime Chelan Christina White ControlChief Of StaffUnder 5%2023
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Frequently asked questions

How much does Empirical Financial Services, LLC manage?

Empirical Financial Services, LLC reports $6.7 billion in regulatory assets under management on its Form ADV.

How many private funds does Empirical Financial Services, LLC manage?

Empirical Financial Services, LLC manages 1 private funds with combined gross assets of $19.5 million.

How many employees does Empirical Financial Services, LLC have?

Empirical Financial Services, LLC reports 94 employees.

Where is Empirical Financial Services, LLC located?

Empirical Financial Services, LLC is based in Seattle, WA and has been SEC-registered since 2011.

Does Empirical Financial Services, LLC disclose fund performance?

Empirical Financial Services, LLC is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.

Contact & registration

Address1420 5th Ave, Suite 3150, Seattle, WA 98101
Phone206-923-3474
Fax206-923-3484
Office hours8:00 a.m. - 5:00 p.m.
SEC regionSan Francisco Regional Office (SFRO)
CIK1510434
Discloses disciplinary historyNo

Assets under management

Discretionary$6.69B
Non-discretionary$7M
Total (RAUM)$6.7B

Service providers