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Essex Financial Services, Inc.

● SEC registered since 2003CRD 127549SEC# 801-62242Essex, CT
Export (members)
Reg. AUM
$3.77B
Employees
45
Accounts
6,985
Location
Essex, CT

Essex Financial Services, Inc. assets under management

Essex Financial Services, Inc. is an investment advisory firm registered with the SEC based in Essex, CT. The firm has been registered since 2003. It reports $3.8 billion in regulatory assets under management and employs 45 people.

Essex Financial Services, Inc. owners & executives

11 reported
NameTitleOwnershipSince
Bruce Michael Glowac ControlDirectorUnder 5%2013
Charles Robert Cumello ControlPresident & Chief Executive Officer, DirectorUnder 5%2013
Diane Hadley Arnold ControlDirectorUnder 5%2021
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Frequently asked questions

How much does Essex Financial Services, Inc. manage?

Essex Financial Services, Inc. reports $3.8 billion in regulatory assets under management on its Form ADV.

How many employees does Essex Financial Services, Inc. have?

Essex Financial Services, Inc. reports 45 employees.

Where is Essex Financial Services, Inc. located?

Essex Financial Services, Inc. is based in Essex, CT and has been SEC-registered since 2003.

Does Essex Financial Services, Inc. disclose fund performance?

Essex Financial Services, Inc. is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.

Contact & registration

Address176 Westbrook Road, Essex, CT 06426
Phone860-767-4300
Fax860-767-4310
Office hours8:30a.m.-5:30p.m.
SEC regionBoston Regional Office (BRO)
CIK1315785
Discloses disciplinary historyYes

Assets under management

Discretionary$2.92B
Non-discretionary$855M
Total (RAUM)$3.77B