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Ethos Capital Management, Inc.

● SEC registered since 2025CRD 313145SEC# 801-132170Newtown, PA
Export (members)
Reg. AUM
$129.1M
Employees
3
Accounts
429
Location
Newtown, PA

Ethos Capital Management, Inc. assets under management

Ethos Capital Management, Inc. is an investment advisory firm registered with the SEC based in Newtown, PA. The firm has been registered since 2025. It reports $129.1 million in regulatory assets under management and employs 3 people.
www.linkedin.com/company/ethos-capital-advisorsView on SEC.gov ↗

Ethos Capital Management, Inc. owners & executives

2 reported
NameTitleOwnershipSince
Noreen Harriette Toto ControlMember50-75%2021
Steven Joseph Toto ControlPresident/Cco25-50%2021

Frequently asked questions

How much does Ethos Capital Management, Inc. manage?

Ethos Capital Management, Inc. reports $129.1 million in regulatory assets under management on its Form ADV.

How many employees does Ethos Capital Management, Inc. have?

Ethos Capital Management, Inc. reports 3 employees.

Where is Ethos Capital Management, Inc. located?

Ethos Capital Management, Inc. is based in Newtown, PA and has been SEC-registered since 2025.

Does Ethos Capital Management, Inc. disclose fund performance?

Ethos Capital Management, Inc. is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.

Contact & registration

Address111 South State Street, Newtown, PA 18940
Phone215-968-1820
Fax(267) 573-4602
Office hours8:30 a.m. - 5 p.m.
SEC regionPhiladelphia Regional Office (PLRO)
Discloses disciplinary historyYes

Assets under management

Discretionary$129.1M
Non-discretionary$0
Total (RAUM)$129.1M