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Excel Financial, LLC

● SEC registered since 2016CRD 145301SEC# 801-107211Red Wing, MN
Export (members)
Reg. AUM
$333.5M
Employees
6
Accounts
1,093
Location
Red Wing, MN

Excel Financial, LLC assets under management

Excel Financial, LLC is an investment advisory firm registered with the SEC based in Red Wing, MN. The firm has been registered since 2016. It reports $333.5 million in regulatory assets under management and employs 6 people.

Excel Financial, LLC owners & executives

4 reported
NameTitleOwnershipSince
Brent Leslie Urbach ControlMember25-50%2015
James Scott Loquai ControlMember10-25%2007
John Raymond Loquai ControlMember25-50%2013
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Frequently asked questions

How much does Excel Financial, LLC manage?

Excel Financial, LLC reports $333.5 million in regulatory assets under management on its Form ADV.

How many employees does Excel Financial, LLC have?

Excel Financial, LLC reports 6 employees.

Where is Excel Financial, LLC located?

Excel Financial, LLC is based in Red Wing, MN and has been SEC-registered since 2016.

Does Excel Financial, LLC disclose fund performance?

Excel Financial, LLC is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.

Contact & registration

Address321 Main Street, Red Wing, MN 55066
Phone(651) 388-6441
Fax(651) 319-9430
Office hours9:00 a.m. - 5:00 p.m.
SEC regionChicago Regional Office (CHRO)
Discloses disciplinary historyNo

Assets under management

Discretionary$326.1M
Non-discretionary$7.4M
Total (RAUM)$333.5M