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Exchange Traded Concepts, LLC

● SEC registered since 2009CRD 151197SEC# 801-70485Oklahoma City, OK
Export (members)
Reg. AUM
$10.17B
Employees
17
Accounts
84
Location
Oklahoma City, OK

Exchange Traded Concepts, LLC assets under management

Exchange Traded Concepts, LLC is an investment advisory firm registered with the SEC based in Oklahoma City, OK. The firm has been registered since 2009. It reports $10.2 billion in regulatory assets under management and employs 17 people.

Exchange Traded Concepts, LLC owners & executives

12 reported
NameTitleOwnershipSince
Andrew Paul Serowik ControlOfficerUnder 5%2024
Cottonwood ETF Holdings, LLC ControlMember50-75%2011
Dennis Paul Lowenfels ControlChief Compliance OfficerUnder 5%2018
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Frequently asked questions

How much does Exchange Traded Concepts, LLC manage?

Exchange Traded Concepts, LLC reports $10.2 billion in regulatory assets under management on its Form ADV.

How many employees does Exchange Traded Concepts, LLC have?

Exchange Traded Concepts, LLC reports 17 employees.

Where is Exchange Traded Concepts, LLC located?

Exchange Traded Concepts, LLC is based in Oklahoma City, OK and has been SEC-registered since 2009.

Does Exchange Traded Concepts, LLC disclose fund performance?

Exchange Traded Concepts, LLC is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.

Contact & registration

Address10900 Hefner Pointe Drive, Suite 400, Oklahoma City, OK 73120
Phone405-778-8377
Fax405-896-5825
Office hours8:30 - 4:30 Cst
SEC regionFort Worth Regional Office (FWRO)
CIK1457320
Discloses disciplinary historyNo

Assets under management

Discretionary$10.17B
Non-discretionary$0
Total (RAUM)$10.17B