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Expand Financial, LLC

● SEC registered since 2021CRD 152515SEC# 801-121644
Export (members)
Reg. AUM
$1.84B
Employees
6
Accounts
1,670
Location

Expand Financial, LLC assets under management

Expand Financial, LLC is a registered investment adviser overseen by the SEC. The firm has been registered since 2021. It reports $1.8 billion in regulatory assets under management and employs 6 people.

Expand Financial, LLC owners & executives

5 reported
NameTitleOwnershipSince
Gregory Michael Bakke ControlCeoUnder 5%2020
July Business Services Holdings, LLC ControlMemberOver 75%2022
Sheri Annis Baker ControlChief Compliance Officer, Chief Financial OfficerUnder 5%2009
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Frequently asked questions

How much does Expand Financial, LLC manage?

Expand Financial, LLC reports $1.8 billion in regulatory assets under management on its Form ADV.

How many employees does Expand Financial, LLC have?

Expand Financial, LLC reports 6 employees.

Does Expand Financial, LLC disclose fund performance?

Expand Financial, LLC is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.

Contact & registration

Phone720-387-8158
Office hours8 a.m. To 5 p.m.
SEC regionDenver Regional Office (DRO)
Discloses disciplinary historyNo

Assets under management

Discretionary$1.77B
Non-discretionary$61.3M
Total (RAUM)$1.84B