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Farrell Financial LLC

● SEC registered since 2022CRD 321609SEC# 801-125815Orchard Park, NY
Export (members)
Reg. AUM
$172.2M
Employees
2
Accounts
541
Location
Orchard Park, NY

Farrell Financial LLC assets under management

Farrell Financial LLC is an investment advisory firm registered with the SEC based in Orchard Park, NY. The firm has been registered since 2022. It reports $172.2 million in regulatory assets under management and employs 2 people.
farrellfinancialllc.comView on SEC.gov ↗

Farrell Financial LLC owners & executives

2 reported
NameTitleOwnershipSince
Neil Joseph Farrell ControlPresidentOver 75%2014
Neil Vincent Farrell ControlVice President And Chief Compliance OfficerUnder 5%2022

Frequently asked questions

How much does Farrell Financial LLC manage?

Farrell Financial LLC reports $172.2 million in regulatory assets under management on its Form ADV.

How many employees does Farrell Financial LLC have?

Farrell Financial LLC reports 2 employees.

Where is Farrell Financial LLC located?

Farrell Financial LLC is based in Orchard Park, NY and has been SEC-registered since 2022.

Does Farrell Financial LLC disclose fund performance?

Farrell Financial LLC is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.

Contact & registration

Address21 Princeton Place, Suite 105, Orchard Park, NY 14127
Phone716-508-8504
Office hours9 a.m. - 5 p.m.
SEC regionNew York Regional Office (NYRO)
Discloses disciplinary historyNo

Assets under management

Discretionary$172.2M
Non-discretionary$0
Total (RAUM)$172.2M