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Federmann Financial Advisors Inc.

● SEC registered since 2010CRD 129975SEC# 801-71273Rocky Point, NY
Export (members)
Reg. AUM
$89.3M
Employees
3
Accounts
155
Location
Rocky Point, NY

Federmann Financial Advisors Inc. assets under management

Federmann Financial Advisors Inc. is a registered investment adviser overseen by the SEC based in Rocky Point, NY. The firm has been registered since 2010. It reports $89.3 million in regulatory assets under management and employs 3 people.
www.fedadvisors.comView on SEC.gov ↗

Federmann Financial Advisors Inc. owners & executives

1 reported
NameTitleOwnershipSince
Lisa Ann Kelly ControlPresident/Chief Compliance OfficerOver 75%2010

Frequently asked questions

How much does Federmann Financial Advisors Inc. manage?

Federmann Financial Advisors Inc. reports $89.3 million in regulatory assets under management on its Form ADV.

How many employees does Federmann Financial Advisors Inc. have?

Federmann Financial Advisors Inc. reports 3 employees.

Where is Federmann Financial Advisors Inc. located?

Federmann Financial Advisors Inc. is based in Rocky Point, NY and has been SEC-registered since 2010.

Does Federmann Financial Advisors Inc. disclose fund performance?

Federmann Financial Advisors Inc. is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.

Contact & registration

Address745 Route 25a, Suite C, Rocky Point, NY 11778
Phone631-981-1904
Fax631-981-1905
Office hours9:30 a.m. To 4:30 p.m.
SEC regionNew York Regional Office (NYRO)
Discloses disciplinary historyNo

Assets under management

Discretionary$89.3M
Non-discretionary$0
Total (RAUM)$89.3M