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Fi3 Financial Advisors, LLC

● SEC registered since 2018CRD 168005SEC# 801-113218Indianapolis, IN
Export (members)
Ranks #2,789 of 5,911 private fund managers by regulatory AUM.
Reg. AUM
$928.4M
Fund GAV
$36.9M
Private funds
2
Employees
20
Accounts
1,597
Location
Indianapolis, IN

Fi3 Financial Advisors, LLC assets under management

Fi3 Financial Advisors, LLC is an investment advisory firm registered with the SEC based in Indianapolis, IN. The firm has been registered since 2018. It reports $928.4 million in regulatory assets under management and employs 20 people. Fi3 Financial Advisors, LLC manages 2 private funds with combined gross assets of $36.9 million, including Fi3 Capital Private Equity 2024, LP. By regulatory assets, it ranks 2,789 of 5,911 private fund managers.

Fi3 Financial Advisors, LLC private funds

2 funds · $36.9M GAV
FundTypeGross assetsMin.
Fi3 Capital Private Equity 2024, LPPrivate Equity$29.3M$100K
Fi3 - Acp Fund 2022, LPPrivate Equity$7.6M$250K

Fi3 Financial Advisors, LLC owners & executives

4 reported
NameTitleOwnershipSince
Andrew S WarningChief Compliance OfficerUnder 5%2021
Ivan Douglas Hoffman ControlManaging PartnerOver 75%2012
Matthew Joseph Simpson ControlBusiness Partner10-25%2017
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Frequently asked questions

How much does Fi3 Financial Advisors, LLC manage?

Fi3 Financial Advisors, LLC reports $928.4 million in regulatory assets under management on its Form ADV.

How many private funds does Fi3 Financial Advisors, LLC manage?

Fi3 Financial Advisors, LLC manages 2 private funds with combined gross assets of $36.9 million.

How many employees does Fi3 Financial Advisors, LLC have?

Fi3 Financial Advisors, LLC reports 20 employees.

Where is Fi3 Financial Advisors, LLC located?

Fi3 Financial Advisors, LLC is based in Indianapolis, IN and has been SEC-registered since 2018.

Does Fi3 Financial Advisors, LLC disclose fund performance?

Fi3 Financial Advisors, LLC is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.

Contact & registration

Address8900 Keystone Crossing, Suite 225, Indianapolis, IN 46240
Phone317-426-8800
Office hours8:00 a.m. - 5:00 p.m.
SEC regionChicago Regional Office (CHRO)
Discloses disciplinary historyNo

Assets under management

Discretionary$790.8M
Non-discretionary$137.7M
Total (RAUM)$928.4M

Service providers