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Fiduciary Counselors Inc.

● SEC registered since 1999CRD 111827SEC# 801-57010Washington, DC
Export (members)
Reg. AUM
$17.02B
Employees
8
Accounts
12
Location
Washington, DC

Fiduciary Counselors Inc. assets under management

Fiduciary Counselors Inc. is a registered investment adviser overseen by the SEC based in Washington, DC. The firm has been registered since 1999. It reports $17 billion in regulatory assets under management and employs 8 people.
www.fiduciarycounselors.comView on SEC.gov ↗

Fiduciary Counselors Inc. owners & executives

3 reported
NameTitleOwnershipSince
John Stephen Caflisch ControlDirector, Senior Vice President & General Counsel50-75%2005
Kathryn A RicardChief Compliance OfficerUnder 5%2017
Thomas E O'Connor ControlDirector, President & Ceo50-75%2018

Frequently asked questions

How much does Fiduciary Counselors Inc. manage?

Fiduciary Counselors Inc. reports $17 billion in regulatory assets under management on its Form ADV.

How many employees does Fiduciary Counselors Inc. have?

Fiduciary Counselors Inc. reports 8 employees.

Where is Fiduciary Counselors Inc. located?

Fiduciary Counselors Inc. is based in Washington, DC and has been SEC-registered since 1999.

Does Fiduciary Counselors Inc. disclose fund performance?

Fiduciary Counselors Inc. is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.

Contact & registration

Address700 12th Street NW, Suite 700, Washington, DC 20005-4052
Phone202-558-5130
Fax202-558-5140
Office hours9 a.m. - 5:00 p.m.
SEC regionPhiladelphia Regional Office (PLRO)
CIK1190858
Discloses disciplinary historyYes

Assets under management

Discretionary$16.3B
Non-discretionary$722.5M
Total (RAUM)$17.02B