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Fiduciary Financial Group, LLC

● SEC registered since 2021CRD 285681SEC# 801-121655San Rafael, CA
Export (members)
Reg. AUM
$865.2M
Employees
9
Accounts
381
Location
San Rafael, CA

Fiduciary Financial Group, LLC assets under management

Fiduciary Financial Group, LLC is an investment advisory firm registered with the SEC based in San Rafael, CA. The firm has been registered since 2021. It reports $865.2 million in regulatory assets under management and employs 9 people.

Fiduciary Financial Group, LLC owners & executives

5 reported
NameTitleOwnershipSince
Christopher Joseph MooreChief Compliance OfficerUnder 5%2025
Cooper & Vogelheim LLPOwner25-50%2020
Richard Lloyd Davey ControlManaging Member25-50%2016
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Frequently asked questions

How much does Fiduciary Financial Group, LLC manage?

Fiduciary Financial Group, LLC reports $865.2 million in regulatory assets under management on its Form ADV.

How many employees does Fiduciary Financial Group, LLC have?

Fiduciary Financial Group, LLC reports 9 employees.

Where is Fiduciary Financial Group, LLC located?

Fiduciary Financial Group, LLC is based in San Rafael, CA and has been SEC-registered since 2021.

Does Fiduciary Financial Group, LLC disclose fund performance?

Fiduciary Financial Group, LLC is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.

Contact & registration

Address1101 Fifth Avenue, Suite 305, San Rafael, CA 94901
Phone415-352-1100
Fax415-366-1453
Office hoursBy Appointment Only
SEC regionSan Francisco Regional Office (SFRO)
Discloses disciplinary historyNo

Assets under management

Discretionary$862M
Non-discretionary$3.2M
Total (RAUM)$865.2M