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Fifth Third Securities, Inc.

● SEC registered since 2004CRD 628SEC# 801-63623Cincinnati, OH
Export (members)
Reg. AUM
$9.13B
Employees
1,349
Accounts
43,067
Location
Cincinnati, OH

Fifth Third Securities, Inc. assets under management

Fifth Third Securities, Inc. is an SEC-registered investment adviser based in Cincinnati, OH. The firm has been registered since 2004. It reports $9.1 billion in regulatory assets under management and employs 1,349 people.

Fifth Third Securities, Inc. owners & executives

12 reported
NameTitleOwnershipSince
Christopher Scott StratmoenDirector, Principal Financial OfficerUnder 5%2018
Fifth Third Bank, National Association ControlOwnerOver 75%1998
Ginger Michelle Kelly ControlDirector, Chief Administrative Officer - RetailUnder 5%2011
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Frequently asked questions

How much does Fifth Third Securities, Inc. manage?

Fifth Third Securities, Inc. reports $9.1 billion in regulatory assets under management on its Form ADV.

How many employees does Fifth Third Securities, Inc. have?

Fifth Third Securities, Inc. reports 1,349 employees.

Where is Fifth Third Securities, Inc. located?

Fifth Third Securities, Inc. is based in Cincinnati, OH and has been SEC-registered since 2004.

Does Fifth Third Securities, Inc. disclose fund performance?

Fifth Third Securities, Inc. is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.

Contact & registration

Address34 Fountain Square Plaza, MD 1090am, Cincinnati, OH 45263
Phone888-889-1025
Fax513-358-1710
Office hours8:00 a.m. To 5:00 p.m.
SEC regionChicago Regional Office (CHRO)
Discloses disciplinary historyYes

Assets under management

Discretionary$9.13B
Non-discretionary$0
Total (RAUM)$9.13B