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Finances for Real Life

● SEC registered since 2026CRD 324090SEC# 801-135953Lompoc, CA
Export (members)
Reg. AUM
$108.6M
Employees
2
Accounts
332
Location
Lompoc, CA

Finances for Real Life assets under management

Finances for Real Life operates as an SEC-registered investment adviser based in Lompoc, CA. The firm has been registered since 2026. It reports $108.6 million in regulatory assets under management and employs 2 people.

Finances for Real Life owners & executives

2 reported
NameTitleOwnershipSince
Peggy Sue Van Hook ControlManaging Director/ Chief Compliance OfficerUnder 5%2022
Wanda Teresa Toro ControlChief Executive Officer/OwnerOver 75%2022

Frequently asked questions

How much does Finances for Real Life manage?

Finances for Real Life reports $108.6 million in regulatory assets under management on its Form ADV.

How many employees does Finances for Real Life have?

Finances for Real Life reports 2 employees.

Where is Finances for Real Life located?

Finances for Real Life is based in Lompoc, CA and has been SEC-registered since 2026.

Does Finances for Real Life disclose fund performance?

Finances for Real Life is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.

Contact & registration

Address3612 Constellation Road, Lompoc, CA 93436
Phone805-733-2700
Fax805-733-0200
Office hoursBy Appointment
SEC regionLos Angeles Regional Office (LARO)
Discloses disciplinary historyNo

Assets under management

Discretionary$108.6M
Non-discretionary$0
Total (RAUM)$108.6M