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Financial Action, Inc.

● SEC registered since 2026CRD 140285SEC# 801-135990Monument, CO
Export (members)
Reg. AUM
$100.3M
Employees
6
Accounts
1,047
Location
Monument, CO

Financial Action, Inc. assets under management

Financial Action, Inc. is an investment advisory firm registered with the SEC based in Monument, CO. The firm has been registered since 2026. It reports $100.3 million in regulatory assets under management and employs 6 people.
www.faiinv.comView on SEC.gov ↗

Financial Action, Inc. owners & executives

2 reported
NameTitleOwnershipSince
Christopher Brian ReedPresident50-75%2006
Jason John Roque ControlChief Compliance Officer (cco) / Partner50-75%2018

Frequently asked questions

How much does Financial Action, Inc. manage?

Financial Action, Inc. reports $100.3 million in regulatory assets under management on its Form ADV.

How many employees does Financial Action, Inc. have?

Financial Action, Inc. reports 6 employees.

Where is Financial Action, Inc. located?

Financial Action, Inc. is based in Monument, CO and has been SEC-registered since 2026.

Does Financial Action, Inc. disclose fund performance?

Financial Action, Inc. is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.

Contact & registration

Address283 Washington St, Monument, CO 80132
Phone719-357-7189
Fax719-358-6089
Office hours9a.m.-5p.m.
SEC regionDenver Regional Office (DRO)
Discloses disciplinary historyNo

Assets under management

Discretionary$99.7M
Non-discretionary$588K
Total (RAUM)$100.3M