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Financial Avenues LLC

● SEC registered since 2025CRD 153458SEC# 801-134945
Export (members)
Reg. AUM
$127.7M
Employees
4
Accounts
429
Location

Financial Avenues LLC assets under management

Financial Avenues LLC operates as an SEC-registered investment adviser. The firm has been registered since 2025. It reports $127.7 million in regulatory assets under management and employs 4 people.

Financial Avenues LLC owners & executives

1 reported
NameTitleOwnershipSince
Tracy Lee St. John ControlManaging Member/Chief Compliance Officer/Financial AdvisorOver 75%2010

Frequently asked questions

How much does Financial Avenues LLC manage?

Financial Avenues LLC reports $127.7 million in regulatory assets under management on its Form ADV.

How many employees does Financial Avenues LLC have?

Financial Avenues LLC reports 4 employees.

Does Financial Avenues LLC disclose fund performance?

Financial Avenues LLC is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.

Contact & registration

Phone913-735-7283
Office hoursBy Appointment Only
SEC regionChicago Regional Office (CHRO)
Discloses disciplinary historyNo

Assets under management

Discretionary$127.7M
Non-discretionary$0
Total (RAUM)$127.7M