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Financial Connections Group, Inc.

CRD 108906SEC# 801-57202Larkspur, CA
Export (members)
No longer SEC-registered. Financial Connections Group, Inc. appears in historical Form ADV filings but is not in the current SEC roster. Figures reflect its most recent filing.
Reg. AUM
$480.8M
Employees
8
Accounts
986
Location
Larkspur, CA

Financial Connections Group, Inc. assets under management

Financial Connections Group, Inc. operates as an SEC-registered investment adviser based in Larkspur, CA. It reports $480.8 million in regulatory assets under management and employs 8 people.

Financial Connections Group, Inc. owners & executives

2 reported
NameTitleOwnershipSince
Brian PonSecretary10-25%2006
Jill Doryce Hollander ControlManaging Partner/President/Chief Compliance OfficerOver 75%2006

Frequently asked questions

How much does Financial Connections Group, Inc. manage?

Financial Connections Group, Inc. reports $480.8 million in regulatory assets under management on its Form ADV.

How many employees does Financial Connections Group, Inc. have?

Financial Connections Group, Inc. reports 8 employees.

Where is Financial Connections Group, Inc. located?

Financial Connections Group, Inc. is based in Larkspur, CA.

Does Financial Connections Group, Inc. disclose fund performance?

Financial Connections Group, Inc. is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.

Contact & registration

Address1100 Larkspur Landing Circle, #355, Larkspur, CA 94939
Office hours9:00 a.m. - 4:30 p.m. (Pt)
Discloses disciplinary historyNo

Assets under management

Discretionary$480.8M
Non-discretionary$0
Total (RAUM)$480.8M