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Financial Designs Corporation

● SEC registered since 1995CRD 14829SEC# 801-49374Claremont, CA
Export (members)
Reg. AUM
$454.5M
Employees
6
Accounts
1,305
Location
Claremont, CA

Financial Designs Corporation assets under management

Financial Designs Corporation is an investment advisory firm registered with the SEC based in Claremont, CA. The firm has been registered since 1995. It reports $454.5 million in regulatory assets under management and employs 6 people.

Financial Designs Corporation owners & executives

4 reported
NameTitleOwnershipSince
Fdc Holdings Corporation ControlShareholderOver 75%2017
Greg Alan MortonChief Compliance Officer/Director Of FinanceUnder 5%2012
Nino Gabriel PavanPresidentUnder 5%1996
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Frequently asked questions

How much does Financial Designs Corporation manage?

Financial Designs Corporation reports $454.5 million in regulatory assets under management on its Form ADV.

How many employees does Financial Designs Corporation have?

Financial Designs Corporation reports 6 employees.

Where is Financial Designs Corporation located?

Financial Designs Corporation is based in Claremont, CA and has been SEC-registered since 1995.

Does Financial Designs Corporation disclose fund performance?

Financial Designs Corporation is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.

Contact & registration

Address540 W. Baseline Rd, #10, Claremont, CA 91711-5805
Phone909-626-1642
Fax909-626-1529
Office hours9:00 a.m. To 5:00 p.m.
SEC regionLos Angeles Regional Office (LARO)
CIK1561383
Discloses disciplinary historyNo

Assets under management

Discretionary$318.9M
Non-discretionary$135.6M
Total (RAUM)$454.5M