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Financial Directions LLC

● SEC registered since 1999CRD 108475SEC# 801-56919Tucson, AZ
Export (members)
Reg. AUM
$672.5M
Employees
3
Accounts
3,200
Location
Tucson, AZ

Financial Directions LLC assets under management

Financial Directions LLC is a registered investment adviser overseen by the SEC based in Tucson, AZ. The firm has been registered since 1999. It reports $672.5 million in regulatory assets under management and employs 3 people.

Financial Directions LLC owners & executives

2 reported
NameTitleOwnershipSince
Mary Lee Cherba ControlChief Compliance OfficerUnder 5%2005
Stanton William Spackeen ControlSole MemberOver 75%2024

Frequently asked questions

How much does Financial Directions LLC manage?

Financial Directions LLC reports $672.5 million in regulatory assets under management on its Form ADV.

How many employees does Financial Directions LLC have?

Financial Directions LLC reports 3 employees.

Where is Financial Directions LLC located?

Financial Directions LLC is based in Tucson, AZ and has been SEC-registered since 1999.

Does Financial Directions LLC disclose fund performance?

Financial Directions LLC is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.

Contact & registration

Address1228 East Prince Road, Tucson, AZ 85719
Phone520-408-7777
Fax520-408-7770
Office hours8:00 - 4:00
SEC regionLos Angeles Regional Office (LARO)
Discloses disciplinary historyNo

Assets under management

Discretionary$672.5M
Non-discretionary$0
Total (RAUM)$672.5M