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Financial Focus LLC

● SEC registered since 2018CRD 282177SEC# 801-112408Carlsbad, CA
Export (members)
Reg. AUM
$453M
Employees
8
Accounts
482
Location
Carlsbad, CA

Financial Focus LLC assets under management

Financial Focus LLC is an investment advisory firm registered with the SEC based in Carlsbad, CA. The firm has been registered since 2018. It reports $453 million in regulatory assets under management and employs 8 people.

Financial Focus LLC owners & executives

4 reported
NameTitleOwnershipSince
Barbara Jessup Williams ControlChief Compliance Officer25-50%2015
Hovis-Williams, Inc. ControlMember25-50%2015
Barbara Jessup Williams ControlCo-Owner50-75%2015
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Frequently asked questions

How much does Financial Focus LLC manage?

Financial Focus LLC reports $453 million in regulatory assets under management on its Form ADV.

How many employees does Financial Focus LLC have?

Financial Focus LLC reports 8 employees.

Where is Financial Focus LLC located?

Financial Focus LLC is based in Carlsbad, CA and has been SEC-registered since 2018.

Does Financial Focus LLC disclose fund performance?

Financial Focus LLC is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.

Contact & registration

Address1925 Palomar Oaks Way, #107, Carlsbad, CA 92008
Phone760-431-3040
Fax760-931-5719
Office hours5-Aug
SEC regionLos Angeles Regional Office (LARO)
Discloses disciplinary historyNo

Assets under management

Discretionary$453M
Non-discretionary$0
Total (RAUM)$453M